Broker Check
Independent Broker-Dealer At Your Service

At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

Serving Financial Professionals and Their Clients Since 1984

Our financial professionals and their clients come first. They are at the heart of everything we do, every day.

We know financial professionals value independence, which is why we are multi-clearing and support a range of business models including small firms, large branches, Super OSJs, independent RIAs, RIA-only financial professionals, hybrid financial professionals and financial institutions.

We are an industry thought leader combining personal and professional service with a commitment to helping independent financial professionals grow, perfect and protect their businesses and their clients’ financial futures through:

Business Growth

Unmatched, innovative services that propel business growth, including access to experts in transition, marketing, continuity, practice acquisition, succession planning and retirement income consulting.

Freedom of Choice

Freedom for financial professionals to manage assets themselves, outsource to third-party money managers, or both – all on a state-of-the-art, competitively-priced advisory platform.

Practice Management

Comprehensive marketing and practice management support to help branches of all sizes attract new financial professionals and drive growth for existing financial professionals.

Innovative Technology

Intuitive, industry-leading technology that allows financial professionals to focus on revenue-generating activities and collaborate with clients anywhere, any time and on any device.


Flexibility to choose from leading third-party clearing and custody firms.

Access to Services

Access to trust services, advanced planning, life insurance, annuities, asset management, equity research, IPOs and secondary offerings, and a fixed-income trading desk.

Ready for an Extraordinary Partnership?

If you are an existing financial professional interested in joining our firm, please complete the form. All information is confidential.

If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.