Meet Our Team

Meet our experienced leaders who combine strong functional expertise and diverse perspectives to set strategic direction and meet emergent challenges.

Securities America Executives

Jim Nagengast
Chief Executive Officer and President
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Harry Chaffee
Chief Compliance Officer
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Kirk Hulett
EVP, Strategy and Practice Management
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Dennis King
SVP, Business Development, & President, Arbor Point Advisors, Inc.
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Jim Meyers
SVP, Operations
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Zachary S. Parker MBA CFP®
Senior Vice President, Retirement and Income Planning
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Steve R. Palmer, MBA
VP, Field Supervision
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Advisor Group Executives

Jamie Price
President and Chief Executive Officer—Advisor Group, Inc.
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Greg Cornick
President, Advice and Wealth Management—Advisor Group, Inc.
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Larry Fisher
Chief Human Resources Officer—Advisor Group, Inc.
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Erinn Ford
Executive Vice President, Advisor Engagement—Advisor Group, Inc.
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Jon Frojen
Chief Financial Officer—Advisor Group, Inc.
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Cindy Hamel
Executive Vice President, Business Transformation—Advisor Group, Inc.
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Amy Hamilton
Chief of Staff and Head of Internal Audit & ERM—Advisor Group, Inc.
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Tim Hodge
Executive Vice President, Trading & Operations—Advisor Group, Inc.
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Kristen Kimmell
Executive Vice President, Business Development—Advisor Group, Inc.
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Nina McKenna
Chief Legal Officer and General Counsel—Advisor Group, Inc.
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Ed Obuchowski
Chief Technology Officer—Advisor Group, Inc.
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Matthew Schlueter
President, Products and Platforms—Advisor Group, Inc.
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Dimple Shah
Executive Vice President, Corporate Strategy—Advisor Group, Inc.
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Steve Wastek
Chief Risk Officer—Advisor Group, Inc.
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If you are an existing financial professional interested in joining our firm, please complete the form. All information is confidential.

If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.

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